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Jaylen has asked you to make a retirement planning presentation to the employees at Troy Metals Inc. as part
of a financial literacy day. Your presentation will last approximately 60 minutes with another 30 minutes for
questions and answers. You have been told that you can leave marketing materials for any atten… Show more
of a financial literacy day. Your presentation will last approximately 60 minutes with another 30 minutes for
questions and answers. You have been told that you can leave marketing materials for any atten… Show more
Jaylen has asked you to make a retirement planning presentation to the employees at Troy Metals Inc. as part of a financial literacy day. Your presentation will last approximately 60 minutes with another 30 minutes for questions and answers. You have been told that you can leave marketing materials for any attendee who might be interested in a follow-up meeting with you. A. Does this presentation constitute “financial advice” under the Code of Ethics and Standards of Conduct (Effective October 1, 2019)? How does the glossary of the Code of Ethics define “financial advice,” “client,” and “engagement”?
